Traditionally, property owners have turned to hard armoring or man-made engineered techniques like bulkheads, sea walls, revetments, dikes, tide gates, storm surge barriers, and groins to protect coastal development from flooding and erosion.See footnote 1 Increasingly, however, coastal states and communities are considering or encouraging the use of living shorelines or other “soft armoring” techniques (e.g., dune creation, wetland restoration) to avoid the negative impacts of hard armoring structures that can divert flooding and exacerbate erosion on surrounding properties and beaches.See footnote 2 While there are many definitions for what constitutes a living shoreline, a recent report by the National Wildlife Federation and Coastal States Organization provides as follows:
The term “living shorelines” is used to describe a broad range of techniques and approaches for providing shoreline stabilization through the use of ecological, or “soft” approaches, as opposed to hard infrastructure. Although often solely associated with engineered approaches for shoreline stabilization, the concept of living shorelines spans the full range of natural defenses, from fully functioning natural systems to hybrid green-gray features. Such approaches, whether natural or engineered, typically serve to accommodate natural coastal processes as a means to reduce shoreline erosion, provide storm protection, and enhance habitat value.See footnote 3
The intended purpose of living shorelines is to conserve or enhance an existing shoreline so that the land-water interface does not move further landward.
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As many state and local governments move to promote the use of living shorelines on private property, they are simultaneously evaluating ways to prohibit or restrict the use of hard armoring structures.See footnote 4 Living shorelines are commonly proposed as a more environmentally acceptable option to protect development and maintain coastal ecosystems. Policymakers are requiring property owners to evaluate soft armoring techniques like living shorelines before they can get a permit for hard armoring, and must use soft approaches, where feasible.See footnote 5 Governments can concurrently restrict the use of hard armoring techniques by prohibiting the construction of new armoring structures, limiting hard armoring to areas where living shorelines are infeasible, and, in some case, requiring the removal of a hard armoring structure after it has been damaged or if it is having negative impacts on coastal ecosystems like adjacent beaches or wetlands.
In a managed retreat context, living shorelines can stabilize shorelines and preserve the many benefits (see table below) of coastal ecosystems for communities and the environment. Living shorelines can forestall or slow down the retreat of shorelines in some places, which can allow property owners to stay in place longer in response to sea-level rise and erosion. Living shorelines can also facilitate the inland retreat of coastal ecosystems that are unable to adapt-in-place. Specifically, living shorelines can limit or preclude the construction of hard armoring barriers that prevent the inland migration of wetlands, forests, and natural resources to higher ground establishment areas.
State and local coastal, environmental, and natural resources laws and policies, and local land-use, zoning, and floodplain regulations provide the greatest opportunities to encourage or require the use of living shorelines and implement hard armoring restrictions. Governments considering living shorelines should evaluate how to develop effective laws and policies in light of the impacts of sea-level rise, flooding, and erosion in their particular jurisdiction.
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The primary legal considerations concerning living shorelines will relate to constitutional takings and wetlands, environmental, and natural resources statutes and regulations at the federal, state, and local levels.
Jurisdictions can create living shorelines regulations and hard armoring restrictions to withstand potential regulatory takings challenges. The Fifth Amendment of the U.S. Constitution and analogous provisions of state constitutions prohibit governments from “taking” private property without just compensation.See footnote 6 While there are different types of takings, living shoreline hard armoring regulations designed to protect people, property, and the coastal environment will be evaluated under a case-by-case-specific balancing test.See footnote 7 Generally, governments can restrict or limit development in vulnerable coastal areas and floodplains, so long as a property maintains some economic value and a regulation serves a legitimate public interest, such as safety or offsetting ecological impacts from the use of private property.
Living shorelines provide an alternative to regulatory prohibitions on hard armoring structures. Living shorelines allow people to preserve their property and can thus preclude potential takings claims. However, private property owners could still challenge living shoreline regulations that restrict the use of hard armoring as a regulatory takings. To minimize potential legal risk, governments should: clearly justify the need for living shorelines based on best available science; articulate the purpose for these requirements in planning and other documents that put affected private property owners on sufficient notice; and allow exceptions for hard armoring structures, for example, based on prior use or where living shorelines will be less successful due to highly erosive coastlines or other environmental factors. For more information on takings and recommendations to minimize legal risk, see the Crosscutting Legal Considerations>Takings section of this toolkit.
In addition to takings, living shorelines located in the coastal zone will intersect with a cross-jurisdictional framework that involves multiple federal, state, and local laws and agency players. The design and construction of living shorelines may require federal permits from the Army Corps of Engineers under the federal Clean Water ActSee footnote 8 and federal Rivers and Harbors ActSee footnote 9 for activities that discharge dredged or fill material into wetlands and/or create potential obstructions in navigable waterways. Living shorelines often require fill, and sometimes site grading, that triggers the need for approvals by the Army Corps, in addition to those at the state and local levels. At the state level, one or more agencies can be responsible for the permitting of living shorelines.See footnote 10 Additional state approvals may be needed for the use of state-owned submerged lands. States also possess the authority to review and approve Army Corps permits, both through Clean Water Act Section 401 water quality certification and Coastal Zone Management Act federal consistency authorities.See footnote 11 States can work together with the federal government to identify and implement strategies that reduce the permitting barriers associated with living shorelines.See footnote 12 At the local level, floodplain, environmental protection, and natural resources regulations may come into play for living shorelines that extend landward of intertidal areas, depending on their size and design and impacts on surrounding areas. In conclusion, governments and landowners should evaluate the range of federal, state, and local laws and agencies that may have regulatory authority or management and oversight over living shorelines.See footnote 13
When implementing living shorelines regulations and hard armoring restrictions in a managed retreat context, decisionmakers may consider the following practice tips to address and balance different policy tradeoffs:
Endnotes:
1. Jessica Grannis, Georgetown Climate Ctr., Adaptation Toolkit: Sea-Level Rise and Coastal Land Use 36-37 (Oct. 2011), available at View Source. | Back to contentBack to content
2. Id.; Nat’l Wildlife Fed. & Coastal States Org., Softening Our Shorelines: Policy and Practice for Living Shorelines Along the Atlantic and Gulf Coasts 2-3 (2020), available at View Source. | Back to contentBack to content
3. Nat’l Wildlife Fed. & Coastal States Org., Softening Our Shorelines: Policy and Practice for Living Shorelines Along the Atlantic and Gulf Coasts 4 (2020), available at View Source. | Back to contentBack to content
4. While this section focuses on living shorelines on private property, state and local governments can also look for opportunities to use them on public lands as part of comprehensive managed retreat strategies. Back to contentBack to content
5. Regulatory requirements for living shorelines are commonly implemented in two ways that give them “preference” over hard armoring techniques: “A preference [for living shorelines] can be a procedural prerequisite, requiring permit applicants to demonstrate affirmatively that a living shoreline design would be inadequate or inappropriate on the individual parcel [i.e., require rebuttal], or else aspirational, stating clearly in permitting regulations that such designs are preferred and should be considered [i.e., require consideration].” Nat’l Wildlife Fed. & Coastal States Org., Softening Our Shorelines: Policy and Practice for Living Shorelines Along the Atlantic and Gulf Coasts 18–19 (2020), available at View Source. | Back to contentBack to content
6. U.S. Const. amend. V. Back to contentBack to content
7. Penn. Cent. Transp. Co. v. City of New York, 438 U.S. 104 (1978); J. Peter Byrne & Jessica Grannis, Chapter Nine: Coastal Retreat Measures, in The Law of Adaptation to Climate Change: U.S. and International Aspects 276–77 (Michael B. Gerrard & Katrina Fischer Kuh eds., 2012). Back to contentBack to content
8. The Clean Water Act, 33 U.S.C. §§ 1251 et seq. (2020) enables the Army Corps to regulate the discharge of pollutants into “waters of the United States,” including those that involve the dredging or filling of wetlands or waterways. These types of activities precipitated by new development or redevelopment may require a permit from the Corps. Clean Water Act (or Federal Water Pollution Control Act), 33 U.S.C. § 1344 (2020) (“Permits for dredged or fill material”). Back to contentBack to content
9. Under the Rivers and Harbors Act of 1899, 33 U.S.C. §§ 403 et seq., any activity that obstructs “navigable waters” requires a permit from the Corps. Back to contentBack to content
10. Nat’l Wildlife Fed. & Coastal States Org., Softening Our Shorelines: Policy and Practice for Living Shorelines Along the Atlantic and Gulf Coasts 7–8 (2020), available at View Source (“The agencies responsible for the permitting of living shorelines vary by state, but often the responsibility is nested within a state department of natural resources or environmental protection, often with the state coastal zone management program. Many states require specific approvals for use of state-owned submerged lands, which may engage a separate agency.”). | Back to contentBack to content
11. Id. at 8. Back to contentBack to content
12. See, e.g., id. at 8–11 (provides an overview of how 18 Atlantic and Gulf coast states have used different approaches to meet federal permitting requirements for living shorelines). Back to contentBack to content
13. Note, this section presents a non-exhaustive summary of the most common federal, state, and local laws and regulations that may affect living shorelines. Additional laws could include the federal Endangered Species Act and state analogs and the federal Magnuson-Stevens Fishery Conservation and Management Act that protects “essential fish habitat” in intertidal areas. Back to contentBack to content
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